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Last Updated: 4/18/08
FINRA District Offices |
District 1 - San Francisco
One Montgomery Street, Suite 2100
San Francisco, CA 94104
(415) 217-1100
Fax: (415) 956-1931
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Christian A. Zrull, Director
Northern California (the counties of Monterey, San Benito, Fresno, and Inyo, and the remainder of the state north or west of such counties), northern Nevada (the counties of Esmeralda and Nye, and the remainder of the state north or west of such counties) and Hawaii
District 2 - Los Angeles
300 South Grand Avenue, Suite 1600
Los Angeles, CA 90071-3126
(213) 229-2300
Fax: (213) 617-3299
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David A. Greene, Director
Southern California (that part of the state south or east of the counties of Monterey, San Benito, Fresno, and Inyo), southern Nevada (that part of the state south or east of the counties of Esmeralda and Nye) and the former U.S. Trust Territories
District 3 - Denver
4600 S. Syracuse Street
Suite 1400
Denver, CO 80237
(303) 446-3100
Fax: (303) 620-9450
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Joseph M. McCarthy, Regional Director
Arizona, Colorado, New Mexico, Utah and Wyoming
District 3 - Seattle
Two Union Square
601 Union Street, Suite 1616
Seattle, WA 98101-2327
(206) 624-0790
Fax: (206) 623-2518
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Michael E. Lewis, Director
Alaska, Idaho, Montana, Oregon and Washington
District 4 - Kansas City
12 Wyandotte Plaza
120 West 12th Street, Suite 800
Kansas City, MO 64105-1930
(816) 421-5700
Fax: (816) 421-5029
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Thomas D. Clough, Director
Iowa, Kansas, Minnesota, Missouri, Nebraska, North Dakota and South Dakota
District 5 - New Orleans
1100 Poydras Street
Energy Center, Suite 850
New Orleans, LA 70163-0802
(504) 522-6527
Fax: (504) 522-4077
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Keith E. Hinrichs, Director
Alabama, Arkansas, Louisiana, Mississippi, Oklahoma and Tennessee
District 6 - Dallas
12801 North Central Expressway, Suite 1050
Dallas, TX 75243-1778
(972) 701-8554
Fax: (972) 716-7646
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Virginia F. M. Jans, Regional Director
Texas
District 7 - Atlanta
One Securities Center, Suite 500
3490 Piedmont Road, NE
Atlanta, GA 30305-4808
(404) 239-6100
Fax: (404) 237-9290
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Daniel J. Stefek, Director
Georgia, North Carolina and South Carolina
District 7 - Boca Raton
Crystal Corporate Center
2500 N. Military Trail, Suite 302
Boca Raton, FL 33431-6324
(561) 443-8000
Fax: (561) 443-7995
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Mitchell C. Atkins, Director
Florida, Puerto Rico, the Canal Zone and the Virgin Islands
District 8 - Chicago
55 West Monroe Street
Suite 2700
Chicago, IL 60603-5052
(312) 899-4400
Fax: (312) 606-0742
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Carla A. Romano, Regional Director
Illinois, Indiana, Kentucky, Michigan, Ohio and Wisconsin
District 9 - New Jersey
581 Main Street, 7th floor
Woodbridge, NJ 07095-1164
(732) 596-2000
Fax: (732) 596-2001
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Gary K. Liebowitz, Regional Director
New Jersey and New York (except for the counties of Nassau and Suffolk, and the five boroughs of New York City)
District 9 - Philadelphia
1835 Market Street, Suite 1900
Philadelphia, PA 19103-2929
(215) 665-1180
Fax: (215) 496-0434
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Robert B. Kaplan, Director
Delaware, the District of Columbia, Maryland, Pennsylvania, Virginia and West Virginia
District 10 - New York
165 Broadway, 52nd Floor
New York, NY 10006-1400
(212) 858-4000
Fax: (212) 858-4189
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Hans L. Reich, Regional Director
New York (the counties of Nassau and Suffolk, and the five boroughs of New York City)
District 10 - Long Island
Two Jericho Plaza
2nd Floor, Wing A
Jericho, NY 11753-1658
(516) 949-4200
Fax: (516) 949-4201
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Patricia Cappeto, Deputy District Director
District 11 - Boston
99 High Street
Suite 900
Boston, MA 02110
(617) 532-3400
Fax: (617) 451-3524
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Frederick F. McDonald, Director
Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island and Vermont
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