Anti-Money Laundering: Suspicious Activity Reporting

On-Demand Program

This online workshop focuses on monitoring for and reporting suspicious activity. View it to watch regulators discuss the value of Suspicious Activity Reports (SARs) and provide examples in which SARs were used for investigations. Industry professionals also share monitoring and reporting practices. This program lasts approximately 90 minutes, and its original, live air date was July 15th, 2008.

 

Registration Fees

Member	Non-Member
$25	$50

System Test

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How to Register

 

Online	Register for the FINRA Online Workshop On-Demand Program ($25 - FINRA member rate or $50 - non-member rate).
Phone	To register by phone, please call (212) 858-4119.

Note: A confirmation email will be sent to you upon receipt of payment.

If you have questions regarding the Online Workshop, you can visit our Online Workshops FAQ, or email us.

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FINRA's Online Workshops are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the Online Workshop does not constitute any NASD rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under NASD rules, the rules of any other SRO, or securities laws. Use of this Online Workshop does not create a safe harbor from regulatory responsibility. This Online Workshop is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the Online Workshops in any form, nor reference them in any publication, without the express written consent of FINRA.

 

Only FINRA's Spring and Fall Securities Conferences are open to the media. All other FINRA conferences, pre-conferences, seminars, and other professional development courses are closed to the media.