Compliance Boot Camps
FINRA Compliance Boot Camps allow participants to get up to speed quickly on the fundamentals of securities regulation and compliance. These programs deliver practical concepts that students can apply immediately in the workplace, and feature a rigorous combination of self-study, classroom training and assessment testing. After completing online and self-study work, participants attend a concentrated in-person classroom session that is either one half day or two full days, depending on the program. FINRA Compliance Boot Camps are ideal for staff members who are new to compliance or to the securities industry.
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Available in 2009 |
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Available in 2009 |
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New York, New York |
December 4 - 5, 2008 |
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Kansas City, Missouri |
December 10, 2008 |
