Anti-Money Laundering—Retail: Recognizing Red Flags (ELC145)

Scenario focus on customer identification program requirements when opening a new account for a referred Customer and emphasizes the importance of knowing your customer and the nature of the customer’s business in order to identify possible red flags when monitoring an account.

Course Highlights
This online course leads participants through a series of scenarios, asks them to make decisions, shows correct and incorrect answers and then prompts them to complete and pass a mastery test at the end of the course.

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Review the course outline.

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• Individual Course
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• Group Purchases and Unlimited-Use Site Licenses
  FINRA also offers Group Purchases and Unlimited-Use Site Licenses for two or more users.

 

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