University Programs
Designed for the high-potential executive, the FINRA Institute at Wharton program delivers a comprehensive and rigorous course of instruction on the foundation, theory and practical application of securities laws and regulation. The program draws on the expertise of Wharton faculty, senior regulators and industry practitioners and brings together a diverse group of participants from securities firms, the legal profession, SEC, FINRA and other regulators to provide a unique learning experience for participants.
FINRA and the ICMA Centre at the University of Reading, working as partners and in close cooperation with an industry steering committee, offer a series of educational programs for capital markets, regulation and compliance professionals.
