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Advertising and Sales Literature; 06-48; FYI, June 2001; 98-97
Arbitration and Mediation; 08-45; 04-60; 03-64; 01-70; 00-64; 99-84; 99-23; 98-61; 98-01; 97-71
Branch Office Registration Fee; 06-25
Branch Office System Processing Fee; 06-25
Chicago Board of Options Exchange; FYI, July 1999
Corporate Financing; 07-05; 99-50; FYI, January 1999
CRD/IARD Renewals; 03-01; 02-67; 02-48; FYI, February 2002; 02-03; 01-75; FYI, February 2001
Duplicate; 04-04
Examinations, NASD; 04-73
Examinations, NYSE; 99-75
Extension of Time Requests Fee; 06-30
Fee-Based Compensation; 03-68
Finders Fees; 97-11
Fingerprint Processing Fees; IN 9/20/07; 03-41
Form Filing Fees; FYI, December 2000
Gross FOCUS; 08-07
Late Fees; 04-09; 01-54
Maintenance Fees; 03-61; 03-01
NASD Regulatory Fee; 02-75; 02-63; 02-41; 02-09
Nebraska Fees; FYI, July 1999
North Dakota Fees; FYI, July 1999
Pennsylvania Fees; FYI, July 1998
Performance Fees; 01-24
Qualification Examinations; 08-61
Referral Fees; 97-11
Registration; 08-07
Regulatory; 08-07
Regulatory Transaction; 05-11
SEC Transaction Fees; 04-63; 97-62; 96-81
Section 31 Fee; IN 1/8/08; IN 10/5/07
Trade Reporting and Compliance Engine (TRACE) Fees; 02-81
Trading Activity Fee; 08-37; 03-43; 03-30; 02-75; 02-63; 02-41
Unpaid Fees; 02-83
Utah Fees; FYI, July 1999
West Virginia Fees; FYI, June 1997
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