MML Investors Services, Inc. Mutual Fund Class B Shares

Remediation Information

Who is eligible for remediation?
Approximately 447 client households of MML Investors Services, Inc. who:

• Between January 1, 2003 and June 28, 2007, purchased $50,000 or more of Class B shares through the firm in any single fund family, which shall be aggregated by household (as that term is defined in the Letter of Acceptance Waiver and Consent) and fund family in determining if the $50,000 threshold was met.

Note that certain purchases may be excluded.

 

If I am eligible, when can I expect to be remediated?
The settlement provides that the remediation will be completed by March 24, 2008. The firm has also established a response team to handle customer inquiries. For questions related to remediation, please call (888) 234-1007.

What options are available to investors?
The remediation plan does not foreclose your ability to pursue arbitration or mediation if you believe you have suffered losses. You should consult an attorney as to your rights.

Additional Information

• Press Release, NASD Settles Cases Against MML Investors Services, NYLIFE Securities, Securities America and Northwestern Mutual Investment Services for Fines Totaling over $1.2 Million for Failures Relating to Mutual Fund Sales.
  
  
• Investor Alert: Class B Mutual Fund Shares: Do They Make the Grade?
  
  
• Investor Alerts: Mutual Fund Breakpoints: A Break Worth Taking and Mutual Fund Breakpoints: Are You Owed A Refund?
  
  
• Video Webcast, Mutual Funds: Share Classes and Breakpoint Discounts, provides an overview of Class A, B and C shares, and discusses breakpoints.
  
  
• Mutual Fund Expense Analyzer delivers fee and expense information for virtually all of the more than 18,000 mutual funds and 160 Exchange Traded Funds (ETFs).
  
  
• Mutual Fund Breakpoint Search Tool offers users a groundbreaking way to research eligibility for breakpoint discounts.