Regulation SHO

View a new monthly downloadable file of all short sales which were reported to the ADF. The format and data contained in these files is detailed in the Regulation SHO: Data Dissemination document.

 

Short sales reported as of:

 

2007

• August 31, 2007 (ZIP file 40.3 MB)
• July 31, 2007 (ZIP file 27 MB)
• June 30, 2007 (ZIP file 17.7 MB)
• May 31, 2007 (ZIP file 15 MB)
• April 30, 2007 (ZIP file 12.6 MB)
• March 31, 2007 (ZIP file 11.6 MB)
• February 28, 2007 (ZIP file 8.4 MB)
• January 31, 2007 (ZIP file 693 KB)

 

2006

• December 31, 2006 (ZIP file 5.9 MB)
• November 30, 2006 (ZIP file 5.8 MB)
• October 31, 2006 (ZIP file 2.3 MB)
• September 30, 2006 (ZIP file 1.08 MB)
• August 31, 2006 (ZIP file 1 MB)
• July 31, 2006 (ZIP file 790 KB)
• June 30, 2006 (ZIP file 953 KB)
• May 31, 2006 (ZIP file 900 KB)

Those interested in more information regarding the Notice to Members 04-93 regarding Issues Relating to the SEC's Adoption of Regulation SHO can visit the SEC homepage at www.sec.gov.