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Election Notice

FINRA Small Firm Advisory Board Election

 

Message from Mary Schapiro, CEO

Update on FINRA’s Actions in Response to Recent Market Events

 

Regulatory Notice

FINRA Revises the Effective Date to Collect and Process Certain CRD Numbers in Connection with Regulation T and SEC Rule 15c3-3 Extensions of Time Requests; Effective Date: April 1, 2009

 

Information Notice

Effective Dates of New Consolidated Rules; Introduction of Rule Conversion Chart

 

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September 2008 Monthly Recap

 

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